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How Do I Stop the Week Before Our Farm Assurance Audit Being a Scramble for Paperwork?

Farm assurance audits mean days of hunting for records. We build one audit folder that fills itself from your daily records and lists gaps before the visit.

Updated 3 min readBy SpiderHunts Technologies

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Quick answer — TL;DR

Before a farm assurance audit, many farms spend days pulling records together from notebooks, spreadsheets and filing cabinets. We build one audit folder, organised the way your standard asks, that fills itself from the records you already keep day to day and shows what is missing well before the assessor arrives.

The week before the assessor comes

The date for the farm assurance audit is booked. The standard runs to many pages. The week before, the kitchen table disappears under folders: medicine records, spray records, fertiliser records, grain store checks, pest control reports, training records, vermin bait maps, fuel tank checks, feed delivery notes, a written plan or two last updated years ago.

Most of it exists. Some of it is on paper in the office, some in software, some in an email, some in the heads of people who did the work. Pulling it together is a job of hours, and it lands on the one person who knows where everything is.

Why audit preparation is a scramble every year

The records are kept for their own reasons, day to day. The audit asks for them in its own order, with its own headings, once a year or less.

What the audit asks aboutWhere the record usually lives
MedicinesMedicine book, vet invoices
Plant protection productsSpray records, chemical store list
Grain storageStore checks on paper, pest control contractor reports
Staff trainingCertificates in a drawer, or nowhere
Plans and policiesWord documents on an old laptop
TraceabilityMovement records, delivery notes, passports

So each year the same work is repeated, from scratch. Standards also change, and a record that was fine last year may be asked for in a different form this year. We do not interpret any standard or promise a pass. Your assurance body and your own reading of the standard decide what is needed.

What the scramble costs

Time is the obvious cost, and it tends to fall in a busy season. The less obvious cost is stress: a whole farm's reputation with its buyers depends on the certificate, and the week before the audit is when people discover the plan that has not been reviewed or the certificate that has run out.

A scramble also means gaps are found at the last minute, when they are hardest to fix properly. A pest control visit report that is missing, a training record for a new member of staff, or a grain store check that was never written down.

On a mixed farm the load doubles, because livestock and crops may be assessed under separate standards, sometimes on different dates, each with its own section headings for records that overlap. The same medicine book or fuel tank check answers questions in both, and ends up copied into two folders that drift apart.

One audit folder, kept up all year

What we build is an audit folder organised around the sections of your standard, that fills from your normal records and tells you about gaps throughout the year.

  1. The standard's sections are set up as folders or pages, using the version and headings your assurance body publishes. You decide which records answer each section.
  2. Records that live in systems, such as medicine, spray, fertiliser, grain store and movement records, are linked in and update automatically, rather than being copied.
  3. Records that arrive as documents, such as pest control reports, vet visit reports, delivery notes and certificates, are forwarded by email or photographed and filed to the right section.
  4. Dated items, such as plans due for review, training certificates, equipment tests and contractor reports, carry their dates, and upcoming or expired ones show on a monthly list.
  5. Each section shows a simple status: records present, records due, and anything you have marked as a gap.
  6. Before the visit, the folder can be viewed on screen or printed section by section, in the order of the standard.

We work with the records and tools you already use. If a section is best answered by a sheet on the wall, the folder can hold a photo of it each month.

A normal month and an audit month

In a normal month, the monthly list shows that the rodent control report has arrived and been filed, one training certificate expires in two months, and a written plan is due for review. Those get dealt with in the quiet week, not the audit week.

When the audit date is booked, you open the folder and walk through each section. Most show current records. Two need a signature. On the day, the assessor asks for the medicine records and the spray records, and they are on screen, in the section they belong to.

Does your audit preparation look like this?

  • The week before an audit is spent finding records.
  • Records for the audit sit in many different places and formats.
  • Expired certificates or out-of-date plans are found at the last minute.
  • Only one person knows where everything is kept.
  • The same preparation work is repeated every year.

FAQ

Frequently asked questions

The questions readers ask us after this guide.

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Will this make sure we pass our assurance audit?

No. We cannot promise any audit result. The folder organises your records and flags gaps; the standard and your assessor decide what is acceptable.

Which assurance standards does it work with?

Any standard with published sections. We set the folder up around the version you are assessed against, and update it when the standard changes.

Do we have to move our records into a new system?

No. Records in existing software are linked, not moved. Paper records can be photographed into the folder.

Can our assessor see it?

You can show it on screen during the visit or print it. Whether to give anyone else access is your choice.

Keep reading

More on Problems We Solve

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